Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fan? Claim Your ProfileFan Yang is a financial professional with over 9 years of experience in the securities industry. Yang holds Series 7, 55, 57TO, and 63 licenses. Currently, Yang is registered with Mizuho Securities USA LLC in New York, NY. Previously, Yang was registered with SG Americas Securities, LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/08/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/09/2014 - 11/20/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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