Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fallon? Claim Your ProfileFallon Anne Brungardt is a financial professional registered with Fidelity Brokerage Services LLC in Colorado. Fallon has been working in the financial industry since December 2021. Fallon has passed the Series 63, 7TO, 9, 10, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
12/03/2021 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 12/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/16/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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