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Fallien E Schwein

Fifth Third Securities, Inc.

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About Fallien E Schwein

Fallien E Schwein is a financial advisor who has been in the industry since 2007. Fallien is currently registered with Fifth Third Securities, Inc. and has been with the firm since 2009. Fallien has been registered with the state of Michigan since 2009. Fallien provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fallien is also a registered Investment Advisor Representative.

Firm Information

Fallien Schwein is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

3980 ALPINE NW

COMSTOCK PARK, MI 49321

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Fallien Schwein’s Registration & Firm History

MI

02/09/2010 - Present

Fifth Third Securities, Inc. (COMSTOCK PARK MI)

MI

01/10/2007 - 11/10/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GRAND RAPIDS MI)

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Licenses & Designations

BOTH

Issued 2/9/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/9/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Fallien E Schwein. Review regulatory record here.
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