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Faizan Mahmood

Rothschild & Co. US Inc.

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About Faizan Mahmood

Faizan Mahmood is an investment banking professional with Rothschild & Co. US Inc. Faizan has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO). Faizan began their career in the financial services industry on June 1, 2024. Faizan is currently registered with FINRA and the firm, Rothschild & Co. US Inc., is registered with FINRA and the SEC.

Firm Information

Faizan Mahmood is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Faizan Mahmood’s Registration & Firm History

NY

09/02/2024 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/31/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/01/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Faizan Mahmood.
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