Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faizan? Claim Your ProfileFaizan Hamid Moosa is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Faizan Hamid Moosa has been in the financial industry for over 9 years. Faizan Hamid Moosa is registered to offer investment advice in Arizona, Florida, Georgia, Illinois, Massachusetts, Michigan, Missouri, Nebraska, New York, North Carolina, Ohio, Tennessee, Texas, Virginia and West Virginia. Faizan Hamid Moosa also has a series 7, series 66 and SIE license. Faizan Hamid Moosa has a previous employment history with MML Investors Services, LLC, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Mercer University, Massachusetts Mutual Life Insurance Company and Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/21/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
04/10/2017 - 06/27/2017
MML INVESTORS SERVICES, LLC (ATLANTA GA)
BOTH
Issued 07/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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