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Faizan Arby

Northern Trust Securities, Inc.

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About Faizan Arby

Faizan Arby is a financial professional registered with Northern Trust Securities, Inc. Faizan has been in the securities industry since 2018. Faizan holds licenses Series 7, 63, 66, and 24. Faizan is registered with the state of Illinois as an Investment Advisor Representative. In addition to Northern Trust Securities, Inc., Faizan has previously worked at Goldman Sachs & Co. LLC. Faizan is a financial professional with a broad range of experience, and is ready to assist clients with a variety of needs.

Firm Information

Faizan Arby is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Faizan Arby’s Registration & Firm History

IL

08/24/2023 - Present

Northern Trust Securities, Inc. (Chicago IL)

IL

01/02/2018 - 04/13/2023

GOLDMAN SACHS & CO. LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 08/24/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/30/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Faizan Arby.
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