Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faizan? Claim Your ProfileFaizan Ali is a securities professional with experience in the investment banking industry. Faizan Ali is currently registered with Regions Securities LLC, where they have been employed since August 2023. They hold the Series 79TO, Series 63 and SIE exams, and are registered in Louisiana and Texas. Faizan Ali's registration with Regions Securities LLC is active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/02/2023 - Present
Regions Securities LLC (Dallas TX)
BC
Issued 10/14/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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