Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faiz? Claim Your ProfileFaiz Khoja is a registered representative with Stifel, Nicolaus & Company, Inc. Faiz has been in the securities industry since 2007. Faiz is licensed to offer securities in Arizona, Florida, Illinois, Indiana, Michigan, New York, Ohio and Texas. Faiz also provides investment advisory services in Indiana and Texas. Faiz holds Series 66, Series 7, and SIE licenses. Faiz has been with Stifel, Nicolaus & Company, Inc. since 2013. Faiz previously worked at First Heartland Capital, Inc. and Ameriprise Financial Services, Inc.. Faiz specializes in offering investment advice to individuals, corporations, and trusts. Faiz also has experience in pension consulting and portfolio management. Faiz is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/22/2019 - Present
Stifel, Nicolaus & Company, Inc. (ELKHART IN)
IN
02/03/2012 - 07/18/2012
FIRST HEARTLAND CAPITAL, INC. (ELKHART IN)
IN
05/23/2006 - 07/06/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MISHAWAKA IN)
BOTH
Issued 08/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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