Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faith? Claim Your ProfileFaith Lee is a financial advisor based in DIAMOND BAR, CA. Faith has been working in the financial services industry since 1999. She is currently registered with Syndicated Capital, Inc.. Faith is a Series 63, Series 7, Series 14, Series 24, Series 27, Series 4, Series 53, Series 79TO, Series 99TO, and SIE licensed financial advisor with over 23 years of experience. Prior to joining Syndicated Capital, Inc., Faith worked at NEXA SECURITIES, COMERICA SECURITIES, INDEPENDENCE ONE BROKERAGE SERVICES, INC., FIRSTRADE SECURITIES INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Faith specializes in providing financial planning and portfolio management services for individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b1; ntf mutal fund service fees
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2
CA
01/17/2025 - Present
Syndicated Capital, Inc. (DIAMOND BAR CA)
CA
04/12/2002 - 12/18/2002
NEXA SECURITIES (PASADENA CA)
MI
02/05/2001 - 10/01/2001
COMERICA SECURITIES (DETROIT MI)
MI
11/16/1999 - 02/01/2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC. (FARMINGTON HILLS MI)
NY
11/10/1998 - 10/18/1999
FIRSTRADE SECURITIES INC. (FLUSHING NY)
MN
03/11/1996 - 11/21/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/11/1996 - 11/21/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 03/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/09/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/13/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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