Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Faith? Claim Your ProfileFaith L. Dubose is a financial professional with over 30 years of experience in the industry. Faith is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. Faith is licensed to provide investment advice and securities brokerage services. Faith is also licensed to offer securities products in Florida, New York, North Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
05/07/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NA
05/07/1991 - 09/09/1994
BARNETT INVESTMENTS, INC.
BC
Issued 05/09/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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