Unclaimed
Faith Goldman Rash is a financial advisor registered with Alight Financial Advisors, LLC. Faith Goldman Rash has been in the financial services industry since September 2010. Faith Goldman Rash has been registered with Alight Financial Advisors, LLC since October 2023 and previously held registrations with Transamerica Investors Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Financial Securities Corporation, BB&T Securities, LLC, Scott & Stringfellow, LLC, First Citizens Investor Services, Inc., and Capital Investment Group, Inc. Faith Goldman Rash holds licenses for Series 66, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
1
2
NC
10/17/2023 - Present
Alight Financial Advisors, LLC (CHARLOTTE NC)
NY
02/05/2020 - 09/27/2023
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NC
01/12/2016 - 01/23/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
NC
03/12/2014 - 06/20/2014
LINCOLN FINANCIAL SECURITIES CORPORATION (CARY NC)
NC
01/02/2013 - 03/11/2014
BB&T SECURITIES, LLC (RALEIGH NC)
NC
08/10/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RALEIGH NC)
NC
01/24/2011 - 07/21/2011
FIRST CITIZENS INVESTOR SERVICES, INC. (GARNER NC)
NC
07/21/2009 - 01/18/2011
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
BOTH
Issued 11/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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