Unclaimed
Faisal Kazmi is a registered representative with Apollo Global Securities, LLC and is based in New York, NY. Faisal has been in the financial services industry since 2007 and has experience in investment banking. Faisal holds Series 7, 63, SIE, and 79TO licenses. Prior to joining Apollo Global Securities, Faisal worked at Credit Suisse Securities (USA) LLC and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/09/2023 - Present
Apollo Global Securities, LLC (New York NY)
NY
07/12/2010 - 02/15/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/17/2009 - 07/01/2010
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
07/25/2006 - 02/23/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 11/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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