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Faisal Kareem Ali

A.g.p. / Alliance Global Partners

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About Faisal Kareem Ali

Faisal Kareem Ali is a financial professional with over a decade of experience in the industry. Ali holds several industry licenses and qualifications, including Series 7, 79, 86, 87, and 63. Most recently, Faisal joined A.g.p. / Alliance Global Partners in 2024. Prior to this, Ali worked at Benchmark Investments, LLC, Maxim Group LLC, and Gleacher & Company Securities, Inc. Faisal has experience providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Faisal Ali is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Faisal Ali’s Registration & Firm History

NY

03/02/2024 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

04/30/2022 - 09/19/2023

BENCHMARK INVESTMENTS, LLC (New York NY)

NY

06/15/2011 - 01/08/2019

MAXIM GROUP LLC (NEW YORK NY)

NY

07/30/2010 - 10/19/2010

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

01/04/2008 - 12/23/2008

EVOLUTION MARKETS FINANCIAL SERVICES LLC (NEW YORK NY)

NY

06/20/2006 - 11/14/2007

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/10/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/30/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/25/2010

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/09/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Faisal Kareem Ali.
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