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Fahad Ali

Fidelity Brokerage Services LLC

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About Fahad Ali

Fahad Ali is a financial professional with a strong commitment to serving clients' needs. Fahad has a Series 7, Series 63, and SIE license and is registered in 53 states and the District of Columbia. Prior to joining Fidelity Brokerage Services LLC, Fahad was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fahad's experience and commitment to clients make him a valuable resource for individuals looking for financial guidance.

Firm Information

Fahad Ali is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fahad Ali’s Registration & Firm History

RI

08/11/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

NY

04/03/2023 - 05/04/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Fahad Ali.
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