Unclaimed
Fabrizio Antoniocarlo Fabrizio is a financial advisor with over 30 years of experience in the industry. Fabrizio is currently registered with LPL Financial LLC and has held previous registrations with People's Securities, Inc., FIS Securities, Inc., Fleet Brokerage Securities, Inc., Auerbach, Pollak & Richardson Inc., and Stuart, Coleman & Co., Inc.. Fabrizio is registered in multiple states and holds licenses to provide investment advice and securities brokerage services. Fabrizio has a broad range of experience and expertise in financial planning, portfolio management, and retirement planning. Fabrizio is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/01/2022 - Present
LPL Financial LLC (FAIRFIELD CT)
CT
07/20/1994 - 08/17/2022
PEOPLE'S SECURITIES, INC. (FAIRFIELD CT)
MA
04/23/1993 - 06/16/1994
FIS SECURITIES, INC. (BOSTON MA)
NY
07/28/1992 - 01/11/1993
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
CT
06/24/1992 - 07/24/1992
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
NY
04/06/1992 - 06/24/1992
STUART, COLEMAN & CO., INC. (NEW YORK NY)
CO
11/29/1991 - 04/09/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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