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Fabio Luis Rios nogales garces

Banco DO Brasil Securities LLC

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About Fabio Luis Rios nogales garces

Fabio Luis Rios nogales garces is a financial professional with over 7 years of experience in the securities industry. Fabio is currently registered with Banco do Brasil Securities LLC in Miami, Florida. Fabio has a strong background in financial planning and portfolio management for individuals. Fabio has worked at several other firms prior to joining Banco do Brasil Securities LLC, including BrickeLL Global Markets, Inc., Mora WM Securities and E.S. Financial Services, Inc. Fabio is a Series 7, 24, 27, 66, 99TO, and SIE licensed professional.

Firm Information

Fabio Rios nogales garces is currently registered with Banco DO Brasil Securities LLC. Banco do Brasil Securities LLC is a Limited Liability Company formed in July 1995 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm provides portfolio management for individuals and participates in wrap fee programs. They have 9 registered representatives and investment advisory representatives.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Fabio Rios nogales garces’s Registration & Firm History

FL

09/07/2022 - Present

Banco DO Brasil Securities LLC (MIAMI FL)

FL

03/05/2015 - 08/19/2019

BRICKELL GLOBAL MARKETS, INC. (MIAMI FL)

FL

12/02/2014 - 02/25/2015

MORA WM SECURITIES (MIAMI FL)

FL

05/20/2014 - 11/24/2014

E.S. FINANCIAL SERVICES, INC. (MIAMI FL)

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Licenses & Designations

BOTH

Issued 10/08/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/27/2024

Series 14 - Compliance Officer Examination

BC

Issued 09/29/2018

Series 27 - Financial and Operations Principal Examination

BC

Issued 09/03/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fabio Luis Rios nogales garces.
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