Unclaimed
Fabio Lazaro Filgueiras is a financial advisor with Safra Securities LLC. Fabio has been in the securities industry since August 17, 2012, and is registered in Delaware, Florida, Massachusetts, New York, North Carolina, Pennsylvania, and Texas. Fabio holds the Series 6, Series 7, Series 63, and SIE licenses. Prior to joining Safra Securities LLC, Fabio was a financial advisor at AEGIS CAPITAL CORP., CITIGROUP GLOBAL MARKETS INC., and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/06/2020 - Present
Safra Securities LLC (AVENTURA FL)
FL
12/03/2018 - 01/23/2020
AEGIS CAPITAL CORP. (MIAMI FL)
FL
12/01/2015 - 01/08/2019
CITIGROUP GLOBAL MARKETS INC. (Miami FL)
FL
10/01/2012 - 11/05/2015
J.P. MORGAN SECURITIES LLC (FORT LAUDERDALE FL)
FL
07/11/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AVENTURA FL)
BC
Issued 01/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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