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Fabio Lazaro Filgueiras

Safra Securities LLC

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About Fabio Lazaro Filgueiras

Fabio Lazaro Filgueiras is a financial advisor with Safra Securities LLC. Fabio has been in the securities industry since August 17, 2012, and is registered in Delaware, Florida, Massachusetts, New York, North Carolina, Pennsylvania, and Texas. Fabio holds the Series 6, Series 7, Series 63, and SIE licenses. Prior to joining Safra Securities LLC, Fabio was a financial advisor at AEGIS CAPITAL CORP., CITIGROUP GLOBAL MARKETS INC., and J.P. MORGAN SECURITIES LLC.

Firm Information

Fabio Filgueiras is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fabio Filgueiras’s Registration & Firm History

FL

02/06/2020 - Present

Safra Securities LLC (AVENTURA FL)

FL

12/03/2018 - 01/23/2020

AEGIS CAPITAL CORP. (MIAMI FL)

FL

12/01/2015 - 01/08/2019

CITIGROUP GLOBAL MARKETS INC. (Miami FL)

FL

10/01/2012 - 11/05/2015

J.P. MORGAN SECURITIES LLC (FORT LAUDERDALE FL)

FL

07/11/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (AVENTURA FL)

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Licenses & Designations

BC

Issued 01/22/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Fabio Lazaro Filgueiras. Review regulatory record here.
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