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Fabio Henrique Esteves joaquim

Charles Schwab & CO., Inc.

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About Fabio Henrique Esteves joaquim

Fabio Henrique Esteves joaquim is a registered representative with Charles Schwab & CO., Inc. and is licensed to sell securities in 53 states and the District of Columbia. Fabio is a Series 3, Series 7, and Series 66 licensed professional. Fabio has been in the securities industry since July 2014, and has previous experience with TD AMERITRADE, INC. and TD AMERITRADE INVESTMENT MANAGEMENT, LLC. Fabio is also registered as an Investment Advisor Representative in the state of Texas. Charles Schwab & CO., Inc. is a large firm that manages more than $50 billion in client assets. The firm's services include financial planning, selection of other advisers, and wrap fee program sponsor.

Firm Information

Fabio Esteves joaquim is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Fabio Esteves joaquim’s Registration & Firm History

TX

11/16/2018 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

07/14/2014 - 09/07/2018

TD AMERITRADE, INC. (Southlake TX)

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Licenses & Designations

BOTH

Issued 05/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2020

Series 3 - National Commodity Futures Examination

BC

Issued 09/07/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Fabio Henrique Esteves joaquim.
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