Unclaimed
Fabio Francis Battaglia is a financial advisor at Osaic Wealth, Inc., with over 30 years of experience in the industry. Fabio is a registered representative in New Jersey. Fabio offers a range of financial services to individuals, businesses, and institutions. Fabio has a background in financial planning, portfolio management, and retirement planning. Fabio also holds the Series 7, 6, and 63 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/02/2018 - Present
Osaic Wealth, Inc. (EATONTOWN NJ)
NJ
04/28/1997 - 11/02/2018
SIGNATOR INVESTORS, INC. (EATONTOWN NJ)
MA
04/28/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
06/24/1993 - 03/04/1996
MONY SECURITIES CORP. (NEW YORK NY)
NY
12/09/1982 - 12/04/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 07/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 12/08/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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