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Fabio Buffi

Jefferies LLC

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About Fabio Buffi

Fabio Buffi is a financial professional registered with Jefferies LLC. Fabio has been in the industry since 2021. Fabio holds Series 7TO, Series 57TO and SIE licenses. Prior to joining Jefferies LLC, Fabio was with CANACCORD GENUITY LLC in Sao Paulo.

Firm Information

Fabio Buffi is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fabio Buffi’s Registration & Firm History

NY

06/25/2024 - Present

Jefferies LLC (NEW YORK NY)

NA

06/04/2021 - 05/08/2024

CANACCORD GENUITY LLC (Sao Paulo )

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Licenses & Designations

BC

Issued 07/27/2021

Series 57TO - Securities Trader Exam

BC

Issued 06/04/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Fabio Buffi.
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