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Fabian Hugo Capdevila

ETC Brokerage Services, LLC

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About Fabian Hugo Capdevila

Fabian Capdevila is a financial professional with over 30 years of experience in the industry. Fabian is currently registered with ETC Brokerage Services, LLC in Dallas, Texas. Previously, Fabian was registered with Fidelity Brokerage Services LLC, Eверен Securities, Inc., and Shearson Lehman Hutton Inc. Fabian has a broad range of experience and holds licenses including Series 3, 7, 9, 10, 63, 99TO and SIE.

Firm Information

Fabian Capdevila is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fabian Capdevila’s Registration & Firm History

TX

06/05/2024 - Present

ETC Brokerage Services, LLC (Dallas TX)

TX

06/25/1993 - 02/01/2024

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

MO

04/22/1991 - 06/02/1993

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NY

01/24/1989 - 01/19/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/21/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/19/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/22/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/24/1990

Series 3 - National Commodity Futures Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fabian Hugo Capdevila.
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