Unclaimed
Fabian Gong is a registered representative with UBS Securities LLC. Fabian holds a Series 79TO, Series 63, and SIE license. Fabian is registered in 52 states and Puerto Rico. Fabian has been in the securities industry since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/17/2019 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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