Unclaimed
Fabian Eduardo Szarko is an investment advisor representative at Wells Fargo Clearing Services, LLC. Fabian Eduardo Szarko has been working in the securities industry since November 10, 2021. Fabian Eduardo Szarko is registered with the state of North Carolina as an investment advisor representative. Fabian Eduardo Szarko is also registered with FINRA as a registered representative. Fabian Eduardo Szarko has passed the Series 66, Series 7TO, and SIE exams. Fabian Eduardo Szarko specializes in providing investment advice and portfolio management services to individuals, businesses, and charitable organizations. Fabian Eduardo Szarko is also a trustee to the family trust account - Gregorio and Olga Szarko family trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/28/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
BOTH
Issued 01/27/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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