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Fabian E Jimenez

Mizuho Securities USA LLC

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About Fabian E Jimenez

Fabian Jimenez is a financial advisor with Mizuho Securities USA LLC. Fabian has been in the industry since 2019 and has a strong track record of success in providing financial advice. Fabian has passed the Series 7TO, Series 66, Series 87, and SIE exams. Fabian is licensed to sell securities in all 50 states and the District of Columbia. Prior to joining Mizuho Securities USA LLC, Fabian worked at Raymond James & Associates, Inc. and UBS Financial Services Inc. Fabian is committed to helping clients achieve their financial goals.

Firm Information

Fabian Jimenez is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fabian Jimenez’s Registration & Firm History

NY

12/19/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

03/01/2021 - 12/19/2023

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NJ

09/30/2019 - 01/15/2020

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

07/11/2018 - 07/16/2018

QUATTRO M SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 10/25/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/30/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/24/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Fabian E Jimenez.
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