Unclaimed
F. Houghton Phillips is a financial advisor with Janney Montgomery Scott LLC based in Richmond, VA. F. Houghton has over 25 years of experience in the financial services industry and is registered as a broker-dealer in multiple states. F. Houghton has been with Janney Montgomery Scott LLC since September 2020. Prior to that, F. Houghton was with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
09/30/2020 - Present
Janney Montgomery Scott LLC (RICHMOND VA)
VA
08/08/1997 - 10/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
NY
04/05/1995 - 07/18/1997
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 08/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure F. houghton Phillips is the right advisor for you? Invested Better is here to help.