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Ezra Grayman

R. F. Lafferty & CO., Inc.

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About Ezra Grayman

Ezra Grayman is a financial advisor with over 40 years of experience in the financial services industry. Ezra is currently registered with R. F. Lafferty & Co., Inc., a broker-dealer and investment advisor, in New York. Previously, Ezra was registered with a number of other firms, including Westminster Securities Corporation, J.P. Turner & Company, L.L.C., Schneider Securities, Inc., and J.J.B. Hilliard, W.L. Lyons, Inc. Ezra's specializations include investment banking and financial planning.

Firm Information

Ezra Grayman is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ezra Grayman’s Registration & Firm History

NY

03/02/2009 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

02/21/2003 - 03/10/2009

WESTMINSTER SECURITIES CORPORATION (NEW YORK NY)

GA

09/30/2002 - 02/19/2003

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

CO

02/09/2000 - 09/30/2002

SCHNEIDER SECURITIES, INC. (DENVER CO)

KY

12/08/1999 - 03/01/2000

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

NJ

10/07/1997 - 12/08/1999

ATLANTIC GROUP SECURITIES, INC. (MILLBURN NJ)

NY

02/11/1991 - 09/18/1997

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

NA

07/23/1990 - 02/04/1991

BROADWAY FINANCIAL INVESTMENT SERVICES CORP.

NJ

07/12/1990 - 02/04/1991

FIRST INSTITUTIONAL SECURITIES CORP. (WEST PATERSON NJ)

NY

02/23/1990 - 06/25/1990

G. K. SCOTT & CO., INC. (PLAINVIEW NY)

NA

09/22/1987 - 02/21/1990

ANDREW ALEN SECURITIES, INC.

NA

10/26/1984 - 06/21/1988

JOHN RADLI SECURITIES CO.,INC.

NA

09/18/1984 - 10/29/1984

RUSSELL & CO

NA

02/03/1984 - 07/26/1984

MOORE & SCHLEY, CAMERON & CO.

NA

01/18/1984 - 07/18/1984

MOORE & SCHLEY MUNICIPALS, INC.

NA

11/12/1980 - 01/06/1984

MARKS, ALLEN & CO.

NA

04/26/1976 - 10/05/1980

FLAGSHIP SECURITIES, INC.

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Licenses & Designations

BC

Issued 05/30/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/1995

Series 24 - General Securities Principal Examination

BC

Issued 11/25/1987

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/24/1987

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/08/1985

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/15/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Ezra Grayman. Review regulatory record here.
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