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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ezequiel? Claim Your ProfileEzequiel Sporleder is a financial advisor with over 20 years of experience in the industry. Ezequiel is currently registered with UBS Financial Services Inc. Prior to joining UBS Financial Services Inc. in 2010, Ezequiel worked at UBS INTERNATIONAL INC. and CITI INTERNATIONAL FINANCIAL SERVICES LLC. Ezequiel has a broad range of experience in the financial services industry, having worked with clients in various capacities including corporations, individuals, pension and profit-sharing plans and charitable organizations. Ezequiel has a comprehensive understanding of financial planning, portfolio management, security ratings, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/01/2010 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
12/12/2008 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
PR
02/26/2004 - 12/24/2008
CITI INTERNATIONAL FINANCIAL SERVICES LLC (GUAYNABO PR)
PR
11/21/2003 - 01/28/2004
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
BOTH
Issued 03/12/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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