Unclaimed
Excetral Alexander Caldwell is a registered representative with Blackrock Investments, LLC. Excetral is licensed to offer securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Excetral has been in the financial industry since 2021. The advisor has passed the Series 63, Series 7 and SIE exams. Excetral Caldwell is currently registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/02/2021 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
BC
Issued 09/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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