Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Everett? Claim Your ProfileEverett Shelton Swaim is a financial advisor with Cetera Investment Advisers LLC. Everett has over 40 years of experience in the financial services industry. Everett holds a Series 7, Series 63, and SIE licenses. Everett is registered to offer securities in Arizona, North Carolina and New York. In addition to his financial advising role, Everett also owns The Swaim Agency, an insurance agency based in Cazenovia, NY.
CAZENOVIA, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (CAZENOVIA NY)
NY
06/17/1996 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (CAZENOVIA NY)
NY
10/02/1989 - 06/05/1996
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
06/25/1987 - 10/02/1989
CADARET, GRANT & CO., INC.
NA
02/12/1986 - 06/17/1987
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
09/16/1982 - 08/19/1985
CAPITAL ANALYSTS, INCORPORATED
BC
Issued 8/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Everett Swaim is the right advisor for you? Invested Better is here to help.
