Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Everardo? Claim Your ProfileEverardo Plata is a financial advisor with Principal Securities, Inc. Everardo has been in the financial services industry since 2002. Everardo has been registered with Principal Securities, Inc. since 2018. Previously, Everardo was employed by GWFS EQUITIES, INC., John Hancock Distributors LLC, Mutual of America Life Insurance Company, Mutual of America Securities Corporation and Princor Financial Services Corporation. Everardo holds Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
04/24/2018 - Present
Principal Securities, Inc. (Charlotte NC)
CA
01/06/2010 - 04/24/2017
GWFS EQUITIES, INC. (LAFAYETTE CA)
MA
03/24/2005 - 11/30/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
NY
04/24/2003 - 07/07/2004
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
NY
04/24/2003 - 07/07/2004
MUTUAL OF AMERICA SECURITIES CORPORATION (NEW YORK NY)
IA
10/25/2002 - 03/03/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NJ
03/21/2002 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 05/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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