Unclaimed
Evelyn Diane Chow is a registered representative with Neuberger Berman BD LLC, a subsidiary of Neuberger Berman, an independent, employee-owned investment manager. Evelyn has been in the financial industry since August 2012, working with clients on financial planning and investment advice. Evelyn is registered in New Jersey and New York and holds the Series 7, Series 63, Series 86 and Series 87 licenses. Evelyn is also a registered Investment Advisor Representative in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
08/21/2012 - 09/13/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
IA
Issued 10/07/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/31/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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