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Evelyn D Mattos

Morgan Stanley

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About Evelyn D Mattos

Evelyn Mattos is a financial advisor with over 20 years of experience in the financial services industry. Evelyn has held various roles at HSBC Securities (USA) Inc., Wachovia Securities, LLC and Chase Investment Services Corp. Evelyn is currently a registered representative with Morgan Stanley in Purchase, NY. Evelyn is also a registered investment advisor in both New Jersey and New York. Evelyn's professional experience spans a wide range of financial services, including portfolio management for individuals and businesses. Evelyn provides services to a variety of clients, including high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.

Firm Information

Evelyn Mattos is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Evelyn Mattos’s Registration & Firm History

NY

06/20/2023 - Present

Morgan Stanley (PURCHASE NY)

NY

03/10/2021 - 01/11/2022

HSBC SECURITIES (USA) INC. (DEPEW NY)

NY

07/08/2011 - 04/08/2019

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

04/01/2008 - 06/17/2011

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

10/27/2005 - 01/04/2008

WACHOVIA SECURITIES, LLC (NEW YORK NY)

IL

09/29/1998 - 08/26/2004

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

IA

Issued 06/20/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/18/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/28/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Evelyn D Mattos. Review regulatory record here.
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