Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Whitehead is a financial advisor based in Charlotte, North Carolina. Evan has been in the industry since May 2005 and is registered with Wells Fargo Clearing Services, LLC. Evan's specialties include portfolio management for individuals and businesses, financial planning, and pension consulting. Previous firms Evan has been registered with include First Clearing, LLC and Wachovia Securities, LLC. Evan holds Series 7, 9, 10, 63, 65, 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/01/2017 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
MO
04/17/2009 - 12/31/2010
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
11/15/2005 - 04/17/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
TX
09/28/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 05/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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