Unclaimed
Evan Allen is a financial professional with over 10 years of experience in the securities industry. Evan is currently registered with Fidelity Brokerage Services LLC. Evan is a Series 7, 9, 10, 63 and SIE licensed professional and holds an active registration in all 50 states. Evan began their career in the industry on December 13, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/14/2012 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 12/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2014
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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