Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Lucas is a financial professional with over 18 years of experience in the industry. Evan is currently registered with Charles Schwab & Co., Inc. in Phoenix, Arizona. Evan has previously worked for Vanguard Marketing Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, Wachovia Securities, LLC, Helfant Group, Inc., Kalin Associates, Inc., Mark J. Muller Equities, Inc., Fishman & Leder, Inc., SG Cowen Securities Corporation, Cowen & Co. and Carnegie Childs & Company L.L.C. Evan holds Series 7, 25, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
06/26/2024 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
01/23/2020 - 12/19/2023
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
01/25/2019 - 01/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
CA
11/28/2005 - 09/21/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
MO
08/20/2004 - 10/04/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/01/2003 - 11/11/2003
HELFANT GROUP, INC. (NEW YORK NY)
NY
05/22/2001 - 12/03/2001
KALIN ASSOCIATES, INC. (KINGS POINT NY)
NY
03/29/2001 - 10/16/2001
MARK J. MULLER EQUITIES, INC. (RYE NY)
NY
10/01/2000 - 03/22/2001
FISHMAN & LEDER, INC. (NEW YORK NY)
NY
07/01/1998 - 04/06/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
05/27/1998 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
05/14/1998 - 06/15/1998
CARNEGIE CHILDS & COMPANY L.L.C. (NEW YORK NY)
BOTH
Issued 6/4/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/4/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/25/2019
Series 7TO - General Securities Representative Examination
BC
Issued 9/21/2015
SIE - Securities Industry Essentials Examination
BC
Issued 10/1/2000
Series 7 - General Securities Representative Examination
BC
Issued 3/14/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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