Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Stock is a registered representative with Wells Fargo Securities, LLC. Evan has been in the securities industry since July 28, 2014 and is licensed in North Carolina. Evan has passed the Series 66, Series 82TO, Series 22TO, Series 6TO, Series 99TO, Series 87, Series 86, SIE, Series 79, Series 50, Series 52 and Series 7 exams. Evan has also held previous positions at RAYMOND JAMES & ASSOCIATES, INC., SECURIAN FINANCIAL SERVICES, INC. and KEYBANC CAPITAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/03/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
MD
04/20/2021 - 09/30/2022
WELLS FARGO SECURITIES, LLC (BALTIMORE MD)
OH
04/09/2018 - 03/24/2021
KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)
TN
02/04/2014 - 04/02/2018
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/17/2013 - 11/26/2013
SECURIAN FINANCIAL SERVICES, INC. (GERMANTOWN TN)
BOTH
Issued 03/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/10/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/2021
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/01/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/29/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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