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Evan Seth Templeton

Aldwych Securities LLC

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About Evan Seth Templeton

Evan Templeton is a financial professional with over 25 years of experience in the securities industry. Evan is currently registered with Aldwych Securities LLC. Previously, Evan has worked for a number of well-known firms including Jefferies LLC, Jefferies High Yield Trading, LLC, RBC Dain Rauscher Inc., RBC Capital Markets Corporation, FleetBoston Robertson Stephens Inc. and Chase Securities Inc. Evan holds the Series 7, Series 86, Series 87 and SIE licenses. Evan is also a registered representative in the state of Connecticut.

Firm Information

Evan Templeton is currently registered with Aldwych Securities LLC. Aldwych Securities LLC is a Limited Liability Company formed in 2012. The firm is registered with the Securities and Exchange Commission and is approved in Connecticut and New York.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Templeton’s Registration & Firm History

CT

11/11/2020 - Present

Aldwych Securities LLC (Stamford CT)

NY

04/04/2005 - 04/09/2019

JEFFERIES LLC (NEW YORK NY)

CT

03/29/2007 - 06/03/2013

JEFFERIES HIGH YIELD TRADING, LLC (STAMFORD CT)

NY

01/14/2005 - 04/26/2005

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

04/12/2000 - 01/24/2005

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

CA

06/09/1997 - 04/10/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

NY

02/28/1996 - 06/27/1997

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/03/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/07/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Evan Seth Templeton.
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