Unclaimed
Evan Bauman is a financial advisor with over 20 years of experience in the financial services industry. Evan is currently registered with Franklin Distributors, LLC, a firm with over 15 years of experience in the industry. Evan has been with Franklin Distributors, LLC since 2005. Evan is licensed to sell securities in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2005 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
12/22/1997 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 07/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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