Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Samuel Brown is a financial professional with over 20 years of experience in the securities industry. Evan currently works at BMO Capital Markets Corp. Evan has held several roles at a variety of firms over the years including RBC Capital Markets Corporation, The Orion Capital Group, Inc., and Andover Brokerage, L.L.C.. Evan has a strong background in securities trading and has held several licenses and registrations including Series 7, Series 24, Series 3, Series 4, Series 55, and Series 63. Evan is dedicated to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
08/27/2010 - Present
BMO Capital Markets Corp. (New York NY)
NY
07/10/2008 - 07/16/2010
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
07/08/2002 - 12/21/2007
THE ORION CAPITAL GROUP, INC. (NEW YORK NY)
NY
03/03/2003 - 01/08/2007
ASSENT LLC (NEW YORK NY)
NY
03/06/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NE
09/27/1995 - 05/06/1996
DATEK SECURITIES CORP. (OMAHA NE)
BC
Issued 08/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 07/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2003
Series 3 - National Commodity Futures Examination
BC
Issued 07/22/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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