Unclaimed
Evan Robert Lay is a financial advisor with Houlihan Lokey Capital, Inc., located in Dallas, TX. Evan is registered with FINRA and the state of Texas. Evan has passed the Series 63, Series 79TO and SIE exams. Evan is an active broker and is not registered as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/28/2021 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
BC
Issued 05/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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