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Evan Robert Ellsworth

Raine Securities LLC

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About Evan Robert Ellsworth

Evan Ellsworth is a registered representative with Raine Securities LLC. Evan has been in the securities industry since August 10, 2014. Evan holds Series 7TO, Series 79, SIE, and Series 63 licenses. Evan is currently registered in New York. Prior to joining Raine Securities, Evan was employed by Credit Suisse Securities (USA) LLC.

Firm Information

Evan Ellsworth is currently registered with Raine Securities LLC. Raine Securities LLC is a Limited Liability Company formed in 2005. The firm is registered with the SEC and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Ellsworth’s Registration & Firm History

CA

06/01/2020 - Present

Raine Securities LLC (SANTA MONICA CA)

CA

08/11/2014 - 06/26/2020

CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/31/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/10/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Evan Robert Ellsworth.
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