Unclaimed
Evan Ellsworth is a registered representative with Raine Securities LLC. Evan has been in the securities industry since August 10, 2014. Evan holds Series 7TO, Series 79, SIE, and Series 63 licenses. Evan is currently registered in New York. Prior to joining Raine Securities, Evan was employed by Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/01/2020 - Present
Raine Securities LLC (SANTA MONICA CA)
CA
08/11/2014 - 06/26/2020
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
BC
Issued 08/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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