Unclaimed
Evan Pfeuffer is a financial professional with over 20 years of experience in the industry. Evan is currently registered with Stonex Financial Inc. and holds a variety of licenses and certifications, including Series 7, 24, 26, 55, 57, 63, 99, and SIE. Evan is also a Registered Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/10/2021 - Present
Stonex Financial Inc. (WINTER PARK FL)
NY
04/27/2015 - 03/05/2021
BTIG, LLC (New York NY)
NY
10/15/2012 - 05/01/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/13/2005 - 09/26/2012
UBS SECURITIES LLC (NEW YORK NY)
CT
07/14/2004 - 01/03/2006
UBS CAPITAL MARKETS L.P. (STAMFORD CT)
NJ
09/26/2003 - 06/30/2004
SCHWAB ALTERITY, L.P. (JERSEY CITY NJ)
NY
05/09/1997 - 08/26/1997
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 03/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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