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Evan Pfeuffer

Stonex Financial Inc.

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About Evan Pfeuffer

Evan Pfeuffer is a financial professional with over 20 years of experience in the industry. Evan is currently registered with Stonex Financial Inc. and holds a variety of licenses and certifications, including Series 7, 24, 26, 55, 57, 63, 99, and SIE. Evan is also a Registered Representative with FINRA.

Firm Information

Evan Pfeuffer is currently registered with Stonex Financial Inc.. Stonex Financial Inc. is a Corporation that was formed on May 29, 1998 and is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

374

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Pfeuffer’s Registration & Firm History

FL

02/10/2021 - Present

Stonex Financial Inc. (WINTER PARK FL)

NY

04/27/2015 - 03/05/2021

BTIG, LLC (New York NY)

NY

10/15/2012 - 05/01/2015

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/13/2005 - 09/26/2012

UBS SECURITIES LLC (NEW YORK NY)

CT

07/14/2004 - 01/03/2006

UBS CAPITAL MARKETS L.P. (STAMFORD CT)

NJ

09/26/2003 - 06/30/2004

SCHWAB ALTERITY, L.P. (JERSEY CITY NJ)

NY

05/09/1997 - 08/26/1997

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/21/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/27/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/08/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Evan Pfeuffer.
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