Unclaimed
Evan Paul Prendergast is a financial advisor based in West Des Moines, Iowa. Evan has been in the industry since 2016 and is currently registered with Sammons Financial Network, LLC. Evan has passed the Series 6, Series 7, Series 63, and SIE exams. Evan is licensed in Georgia and is currently registered with FINRA. Evan has prior experience with Investment Distributors, Inc., Concourse Financial Group Securities, Inc., and Jackson National Life Distributors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
03/22/2024 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
AL
01/03/2022 - 02/01/2024
INVESTMENT DISTRIBUTORS, INC. (BIRMINGHAM AL)
AL
10/15/2018 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
TN
02/04/2016 - 09/22/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
BC
Issued 03/01/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/04/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Evan Prendergast is the right advisor for you? Invested Better is here to help.