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Evan Nathaniel Gerhard

ASL Capital Markets Inc.

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About Evan Nathaniel Gerhard

Evan Gerhard is an active registered representative with ASL Capital Markets Inc. located in Stamford, Connecticut. Evan has been in the financial services industry since April 7, 2006, and has extensive experience working for a variety of firms, including Mediobanca Securities USA LLC, UBS Securities LLC, Barclays Capital Inc. and Lehman Brothers Inc. Evan is a licensed principal, holding Series 24 and Series 27 registrations, and has a wide range of product licenses, including Series 7, Series 57TO, Series 99TO, Series 79, and SIE. Evan is registered in 50 states, including Connecticut, New York, New Jersey, Pennsylvania, and Massachusetts.

Firm Information

Evan Gerhard is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Gerhard’s Registration & Firm History

CT

06/22/2017 - Present

ASL Capital Markets Inc. (STAMFORD CT)

NY

08/18/2016 - 09/29/2017

MEDIOBANCA SECURITIES USA LLC (NEW YORK NY)

NY

05/18/2010 - 01/04/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

09/22/2008 - 12/19/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

03/19/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

CT

09/27/2004 - 04/11/2008

RBS GREENWICH CAPITAL (GREENWICH CT)

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Licenses & Designations

BC

Issued 01/05/2018

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/16/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/03/2017

Series 24 - General Securities Principal Examination

BC

Issued 05/25/2024

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/24/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Evan Nathaniel Gerhard.
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