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Evan Moore

HRT Financial LP

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About Evan Moore

Evan Moore is a financial professional with over five years of experience in the financial industry. Evan currently works at HRT Financial LP as a registered representative. Evan previously worked at Cantor Fitzgerald & Co., Marsco Investment Corporation, US Tiger Securities, Inc. and AXA Advisors, LLC. Evan holds Series 63, SIE, Series 7 and Series 99TO licenses.

Firm Information

Evan Moore is currently registered with HRT Financial LP. HRT Financial LP is a Partnership formed on August 10, 2009. The firm has been approved for SEC registration and has 9 Regulatory Events on file.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Evan Moore’s Registration & Firm History

NY

10/25/2023 - Present

HRT Financial LP (New York NY)

NY

12/01/2020 - 07/31/2023

CANTOR FITZGERALD & CO. (NEW YORK NY)

NJ

07/10/2020 - 11/04/2020

MARSCO INVESTMENT CORPORATION (ROSELAND NJ)

NY

07/10/2020 - 11/04/2020

US TIGER SECURITIES, INC. (NEW YORK NY)

NY

06/16/2017 - 03/05/2020

AXA ADVISORS, LLC (SYRACUSE NY)

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Licenses & Designations

BC

Issued 07/01/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Evan Moore.
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