Unclaimed
Evan Michael Jerome Faucher is a financial professional with over 14 years of experience in the industry. Evan currently works at Wells Fargo Securities, LLC, where Evan has been registered since 2010. Evan has experience at Wells Fargo Securities, LLC, Wells Fargo Institutional Securities, LLC, and Wells Fargo Investments, LLC. Evan holds Series 7, Series 66, SIE, and Series 99TO securities licenses. Evan is registered in all 50 states and Puerto Rico. Evan's areas of expertise include the operations professional examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/13/2010 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
CA
07/13/2010 - 04/30/2013
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (EL SEGUNDO CA)
CA
11/04/2008 - 07/13/2010
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
BOTH
Issued 02/02/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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