Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan Marshall Stern is a financial advisor at Spartan Capital Securities, LLC. Evan has been in the industry for over 18 years and has held various roles at different firms including SW Financial and Worden Capital Management LLC. Evan is a Series 66, Series 53, Series 4, Series 24, Series 52TO, SIE and Series 7 licensed representative, registered in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/16/2023 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
10/06/2021 - 05/11/2023
SW FINANCIAL (NEW YORK NY)
NY
12/03/2019 - 10/11/2021
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
08/05/2019 - 12/16/2019
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
02/22/2017 - 07/22/2019
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/10/2005 - 03/16/2017
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/2022
Series 4 - Registered Options Principal Examination
BC
Issued 07/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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