Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Evan? Claim Your ProfileEvan S. Malik is a financial advisor with Wealthpenn.comllc and has over 29 years of experience in the financial services industry. Evan has held previous roles with RBC Capital Markets, LLC, BNP Paribas Securities Corp., CRT Capital Group LLC, MF Global Inc., Braver Stern Securities LLC, UBS Securities LLC, Greenwich Capital Markets, Inc., and Donaldson, Lufkin & Jenrette Securities Corporation. Evan is licensed in multiple states including Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin and Wyoming. Evan has a wide range of experience in investment management, financial planning and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/15/2020 - Present
Wealthpenn.comllc (New York NY)
NY
07/03/2014 - 06/07/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/11/2012 - 05/02/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
01/25/2012 - 12/04/2012
CRT CAPITAL GROUP LLC (NEW YORK NY)
NY
01/19/2011 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
06/02/2008 - 01/18/2011
BRAVER STERN SECURITIES LLC (NEW YORK NY)
NY
10/29/2001 - 05/27/2008
UBS SECURITIES LLC (NEW YORK NY)
CT
03/31/1997 - 09/07/2001
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NJ
11/13/1991 - 03/27/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 9/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/2/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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