Unclaimed
Evan Pham is a registered representative with UBS Securities LLC and is based in New York, NY. Evan has passed the Series 79TO, Series 63 and SIE exams and is licensed in New York. Evan has been in the industry since 2022 and has a strong track record of providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/05/2022 - Present
UBS Securities LLC (New York NY)
BC
Issued 10/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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