Unclaimed
Evan Joseph Smith is a financial professional with over 10 years of experience in the industry. Evan is currently registered with Nylife Securities LLC and holds the Series 7TO, Series 99, Series 24, and SIE licenses. Evan is also a Registered Representative and a General Securities Principal. Evan's experience and qualifications make him well-suited to provide a wide range of financial services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/20/2013 - Present
Nylife Securities LLC (DALLAS TX)
BC
Issued 02/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2013
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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